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Established in 2013, the International Financial Consumer Protection Organisation (FinCoNet) is an international organisation of supervisory authorities which have responsibility for financial consumer protection. Read more...

Webinar Report: Risk-Based Approaches to Market Conduct Supervision

Webinar Report - Risk-Based Supervision - cover page

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On 28 February 2024, FinCoNet's Standing Committee 4 (SC4) hosted a webinar on Risk-Based Approaches to Conduct Supervision. This was the first webinar in a series to support the SC4 workstream, From the fundamentals to the cutting edge: exploring the foundations of market conduct supervision and surveying the latest thinking and techniques. The aim of this webinar series is to underscore the importance of market conduct supervision and explore key foundational methodologies and techniques. With a view to being relevant for a wide range of jurisdictions, the webinars aim to address, in particular, the needs of developing and emerging market conduct supervisory organizations.

This report presents a high-level overview of the key themes and concepts presented by the panellists, who represented the Netherlands (AMF), South Africa (FSCA) and the United Kingdom (FCA). The full webinar recording, along with the presenters’ slide decks is available to members through the FinCoNet website.

Webinar Report: Conducting thematic reviews for market conduct supervision: Experiences and lessons learned

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On 27 May 2024, FinCoNet's Standing Committee 4 hosted a webinar on Thematic Reviews. This was the second webinar in a series to support the SC4 workstream on the fundamentals of market conduct supervision. The webinar featured experts from Canada (FCAC), Québec (AMF), and Ireland (Central Bank of Ireland).

This report presents a high-level overview of the key themes and concepts presented by the panellists. The full webinar recording, along with the presenters’ slide decks is available to members through the FinCoNet website.